Securities Policy Statements

This page contains links to the Mississippi Securities Policy Statements that regulate Securities.  The documents are in Adobe Acrobat's PDF format. In order to view the Adobe Acrobat PDF format, you will need Adobe Acrobat Reader. If you do not have the Adobe Acrobat Reader, Click here to download a free copy of the Adobe Acrobat Reader.

Securities Policy Statements
	Emergency Order - Firms, Registered Persons, and Customers Displaced by Hurricane Katrina 09/09/2005
	Registration of Investment Advisers & Investment Adviser Representatives 12/28/2002
	Definition of Broker-Dealer under the Mississippi Securities Act   09/08/2003
	Viatical Settlement Contracts 12/02/1999

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